October 30, 2015
One analyst per 5,000 ratings = $6M SEC settlement for DBRS
The Securities and Exchange Commission this week yanked away the curtain at DBRS, a credit-ratings agency, and revealed that the firm employed only one analyst to conduct the majority of surveillance tasks...
October 28, 2015
Defendant’s testimony in Libor criminal case is unusual strategy
The first US criminal trial on allegations of Libor rate-rigging by large banks will be getting more attention than usual this week as the lead defendant in the case takes the stand. Anthony Allen, a former...
October 27, 2015
Novartis settlement shows value of whistleblowers
In a closely watched False Claims Act case filed in the Southern District of New York, Novartis announced it has agreed to pay $390 million to settle whistleblower allegations that it had provided pharmacies...
Posted In Whistleblower Law Insights