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SEC / CFTC Resources

December 27, 2016

Securities Law Whistleblowers

The Securities and Exchange Commission whistleblower reward program provides a way for whistleblowers to stop insider trading and other securities law and SEC rules violations and receive a reward. Phillips...
December 27, 2016

SEC whistleblower provisions

15 USC 78u-6 (As added by P.L. 111-203.) See also the SEC’s rules for the SEC whistleblower reward program. 15 USC § 78u-6 § 78u-6. Securities whistleblower incentives and protection (a) Definitions....
December 27, 2016

CFTC whistleblower provisions

7 USC 26 (As added by P.L. 111-203. Note: This section takes effect on the later of 360 days after enactment of Act July 21, 2010, P.L. 111-203, or not less than 60 days after publication of final rules...
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