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“Four Important Dodd-Frank Whistleblower Program Developments to Watch for in 2017.”

Article by Erika Kelton published in the NYU Compliance & Enforcement Blog, 01/05/17.

“2016 was a banner year for the Dodd-Frank Act’s most significant anti-fraud enforcement provisions: the whistleblower programs at the Securities and Exchange Commission and the Commodity Futures Trading Commission.

In the five years since these programs were established, whistleblowers have rapidly changed the global securities and commodities compliance landscape. The success of the Dodd-Frank whistleblower programs can be attributed largely to the significant actions the SEC and CFTC have taken that signal that whistleblowers will be rewarded and protected for their information and assistance.”

Read the entire article.

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