“SEC must end mandatory FINRA arbitration, former agency officials say”

Phillips & Cohen partner Sean McKessy voices opposition to mandatory FINRA arbitration in a Financial Planning article.

Sean McKessy, the SEC’s former whistleblower chief, joined Braganca and Verges in calling on the commission to end FINRA’s forced arbitration. Of the Burris case, he said, “The rational reaction is that something seems to be off.”

Read the entire article, “SEC must end mandatory FINRA arbitration, former agency officials say,” on Financial Planning’s website.